Certifying the fact that the entity has complied with a specific provision (applicable to the entity) of any particular Act which might required to be complied with by such entity.
1. Understand the requirement of the certificate and the stakeholder. 2. Understand the subject matter of the regulation which requires to be complied with. 3. Verify documents/information maintained by the entity to evidence compliance with the required regulation. 4. Based on the above verification issue a certificate opining on the extent of such compliance by the entity.
Documents/information maintained by the entity to evidence compliance with the relevant regulation